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Financial Crime News Briefs

Snapshots of money laundering, insider trading, financial fraud, sanctions evasion, regulations, and AI technology developments for educational purposes only.

Day: January 18, 2025

Written by FinCrimeJanuary 18, 2025January 18, 2025

How RIA leaders should be navigating regulatory shifts in 2025

Reported by Karen Gibbs As 2025 unfolds, RIA leaders must prepare for regulatory changes shaped by a new administration. Although the nominee for SEC Chair, Paul Atkins, signals a potential pivot toward deregulation and industry-friendly policies, I continue to encourage all my RIA clients to not let their guard down. Think of it as driving […]

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