SEC Division of Examinations Announces 2025 Priorities

Reported by the U.S. Securities and Exchange The 2025 SEC Examination Priorities document outlines the Division of Examinations’ key focus areas for ensuring compliance, preventing fraud, and maintaining market integrity. The highlights on fraud and money laundering are summarized below: 1. Investment Advisers and Fraud Risk: The SEC emphasizes adherence to fiduciary standards, requiring investment […]