Investment Advisers Face Customer Vetting Requirements in Anti-Money-Laundering Push
Reported by Dylan Tokar U.S. regulators took another step on Monday toward bolstering anti-money-laundering safeguards with a proposal to require that certain investment advisers verify identities of their customers. The proposal, which would extend identification requirements that already exist for broker-dealers and mutual funds, was issued jointly by the U.S. Securities and Exchange Commission and […]