Reported by: Bloomberg Another Morgan Stanley executive whose communications were sought in a US probe into how Wall Street handles big stock trades has been placed on leave, amid a flurry of behind-the-scenes activity in the investigation. Authorities haven’t accused anyone of wrongdoing. Morgan Stanley is embroiled in the sprawling investigation examining how Wall Street […]
Opinion by: Mark Laurie If crypto did offer a potential loophole, we could expect to see Russia doing its darndest to drive through it. But thus far we have seen no signs of any concerted Russian effort – governmental or non-governmental – to boost crypto liquidity. Instead, Russia President Vladimir Putin seems to be putting […]
Reported by: Bilal Jafar Financial Industry Regulatory Authority (FINRA) recently announced that Vision Financial Markets LLC and Vision Brokerage Services have agreed to pay a fine as part of the settlement with the authority. According to the details shared by FINRA, Vision Financial and Vision Brokerage failed to establish and implement an appropriate anti-money laundering […]
Financial Crime News Briefs 